Workflows

Workflow

Works with

Steps

Schedules

Sessions

Gather evidence

AML, Alert

—

—

11

Apply release tests

AML, Alert

—

—

10

Draft dispositions

AML, Fraud, Sanctions

—

—

5

Draft disposition

Alert, Sanctions hit

—

—

9

Check device and login

Fraud

—

—

1

Check payee

Fraud

—

—

1

Screen customers and payments

Sanctions

—

—

—

Compare identifiers

Sanctions, Sanctions hit

—

—

3

Check cleared list

Sanctions hit

—

—

2

Map fund flow

AML, Fraud, Referral

—

—

1

Pull 12 months of activity

AML, Fraud, Referral

—

—

1

Check prior SARs and 314(b)

AML, Fraud, Referral

—

—

1

Draft narrative

AML, Fraud, Referral

—

—

1

Pull activity vs. expected

EDD

—

—

—

Check licenses and adverse media

EDD

—

—

—

Draft rating

EDD, Due diligence

—

—

—

Verify identity

Due diligence

—

—

—

Check beneficial owners

Due diligence

—

—

—

Pre-fill FinCEN SAR

SAR

—

—

—

Validate against FinCEN rules

SAR

—

—

—

Pull activity since the prior SAR

Continuing SAR

—

—

—

Compare to the reported pattern

Continuing SAR

—

—

—

Draft decision

Continuing SAR

—

—

—

Aggregate cash

CTR

—

—

2

Pre-fill FinCEN CTR

CTR

—

—

2

Validate

CTR

—

—

2

Pull 25 auto-clears

QC sample

—

—

—

Re-run release tests

QC sample

—

—

—

Download list

314(a)

—

—

—

Search Core

314(a)

—

—

—

Search Card processor

314(a)

—

—

—

Search Loan origination

314(a)

—

—

—

Search Online banking

314(a)

—

—

—

Draft determinations

314(a)

—

—

—

Draft response

314(a)

—

—

—

Screen members and payments

Sanctions

—

—

1