Sessions

Workflow

Item

Space

Started

Output

State

Aggregate cash

CTR — Rosa Delgado

Hickory Credit Union

Oct 12

—

Completed

Pre-fill FinCEN CTR

CTR — Rosa Delgado

Hickory Credit Union

Oct 12

—

Completed

Validate

CTR — Rosa Delgado

Hickory Credit Union

Oct 12

Done

Completed

Aggregate cash

CTR — Eastside Produce Co

Hickory Credit Union

Oct 12

—

Completed

Pre-fill FinCEN CTR

CTR — Eastside Produce Co

Hickory Credit Union

Oct 12

—

Completed

Validate

CTR — Eastside Produce Co

Hickory Credit Union

Oct 12

Done

Completed

Gather evidence

R-102 ACH in · amount vs. 90-day average · Oct 12 run

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

R-102 ACH in · amount vs. 90-day average · Oct 12 run

Hickory Credit Union

Oct 12

—

Completed

Draft dispositions

R-102 ACH in · amount vs. 90-day average · Oct 12 run

Hickory Credit Union

Oct 12

draft: Clear passing alerts

Completed

Gather evidence

ACH credit — Paul Dunn

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

ACH credit — Paul Dunn

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

ACH credit — Paul Dunn

Hickory Credit Union

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Rita Lane

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

ACH credit — Rita Lane

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

ACH credit — Rita Lane

Hickory Credit Union

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Tom Fisk

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

ACH credit — Tom Fisk

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

ACH credit — Tom Fisk

Hickory Credit Union

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Beth Cole

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

ACH credit — Beth Cole

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

ACH credit — Beth Cole

Hickory Credit Union

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Omar Haddad

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

ACH credit — Omar Haddad

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

ACH credit — Omar Haddad

Hickory Credit Union

Oct 12

draft: Clear

Completed

Gather evidence

R-102 ACH in · Oct 12 run

Hickory Credit Union

Oct 12

The ACH file for Oct 11 was not received; 12 alerts have no transactions to test

Blocked

Gather evidence

R-103 Cash out after structuring · Oct 12 run

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

R-103 Cash out after structuring · Oct 12 run

Hickory Credit Union

Oct 12

—

Completed

Draft dispositions

R-103 Cash out after structuring · Oct 12 run

Hickory Credit Union

Oct 12

Done

Completed

Gather evidence

Cash withdrawals — Hector Ruiz

Hickory Credit Union

Oct 12

—

Completed

Apply release tests

Cash withdrawals — Hector Ruiz

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

Cash withdrawals — Hector Ruiz

Hickory Credit Union

Oct 12

draft: Add to investigation

Completed

Check device and login

Unusual ACH debit — Linh Tran

Hickory Credit Union

Oct 12

—

Completed

Check payee

Unusual ACH debit — Linh Tran

Hickory Credit Union

Oct 12

—

Completed

Draft dispositions

Unusual ACH debit — Linh Tran

Hickory Credit Union

Oct 12

draft: Close

Completed

Screen members and payments

OFAC nightly scan · Oct 12

Hickory Credit Union

Oct 12

—

Completed

Compare identifiers

OFAC nightly scan · Oct 12

Hickory Credit Union

Oct 12

—

Completed

Draft dispositions

OFAC nightly scan · Oct 12

Hickory Credit Union

Oct 12

Done

Completed

Compare identifiers

OFAC hit — Alejandro Hidalgo

Hickory Credit Union

Oct 12

—

Completed

Check cleared list

OFAC hit — Alejandro Hidalgo

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

OFAC hit — Alejandro Hidalgo

Hickory Credit Union

Oct 12

draft: Clear

Completed

Compare identifiers

OFAC hit — Ana Petrova

Hickory Credit Union

Oct 12

—

Completed

Check cleared list

OFAC hit — Ana Petrova

Hickory Credit Union

Oct 12

—

Completed

Draft disposition

OFAC hit — Ana Petrova

Hickory Credit Union

Oct 12

draft: Clear

Completed

Map fund flow

Investigation — Hector Ruiz, structuring

Hickory Credit Union

Oct 11

—

Completed

Pull 12 months of activity

Investigation — Hector Ruiz, structuring

Hickory Credit Union

Oct 11

—

Completed

Check prior SARs and 314(b)

Investigation — Hector Ruiz, structuring

Hickory Credit Union

Oct 11

—

Completed

Draft narrative

Investigation — Hector Ruiz, structuring

Hickory Credit Union

Oct 11

Done

Completed

Gather evidence

R-101 Cash structuring · Oct 10 run

Hickory Credit Union

Oct 10

—

Completed

Apply release tests

R-101 Cash structuring · Oct 10 run

Hickory Credit Union

Oct 10

—

Completed

Draft dispositions

R-101 Cash structuring · Oct 10 run

Hickory Credit Union

Oct 10

Done

Completed

Gather evidence

Cash structuring — Marco Reyes

Hickory Credit Union

Oct 10

—

Completed

Apply release tests

Cash structuring — Marco Reyes

Hickory Credit Union

Oct 10

—

Completed

Draft disposition

Cash structuring — Marco Reyes

Hickory Credit Union

Oct 10

draft: Open investigation

Completed